Anjaney stock Broking Ltd.

TECHNICAL GLITCHES POLICY

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STANDARD OPERATING PROCEDURE FOR CYBER SECURITY INCIDENT

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REPORTING OF UNUSUAL ACTIVITIES POLICY

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POLICY ON IDENTIFICATION OF CRITICAL ASSETS BASED ON SENSITIVITY

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DATA SECURITY POLICY

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WORK FROM HOME POLICY

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PASSWORD POLICY

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NETWORK SECURITY POLICY

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LOG RETENTION POLICY

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Bring your own Device Policy

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BCP & Response Management Policy

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Backup Policy

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Data Leakage Policy

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Policy on dealing with Inactive and Dormant clients

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Policy on Client Registration & Closure of Client Accounts

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Policy for Outsoursing Activity

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Policy for Order Receipt And Execution

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Error Code Policy

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Policy for Branch or Authorised persons, Inspections

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Policy for Allotment or Surrender Of Trading Terminals, Opening & Closing Of Branches

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Policy on unethical news

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Policy on Risk management System

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Policy on Pre funded Instruments and EFT

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Policy on inverstor grieviance

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Policy on identification of beneficial ownership

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Policy on dealing with conflicts of interest of intermediaries

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Policy on Code of Conduct for Employees

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Policy on Client Code Modification

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Policy for Debit Balance

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Limit Setting Policy

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Code of Conduct for Prevention of Insider Trading

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SURVEILLANCE POLICY

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STANDARD OPERATING PROCEDURE FOR CYBER SECURITY INCIDENT AS ON 20.05.2021

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POLICY WITH RESPECT TO EMPLOYEESÆ HIRINGTRAINING & INVESTOR EDUCATION

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POLICY W.R.T. NISM SERIES VII-SECURITIES OPERATION & RISK MANAGEMENT (SORM)

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POLICY FOR MAINTENANCE AND PRESERVATION OF RECORDS

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POLICY FOR LIQUIDATION AND CLOSE OUT OF POSITION

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POLICY FOR GRANTING EXPOSURE TO CLIENTS

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PMLA POLICY

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IT ACCESS CONTROL AND USER ACCESS MANAGEMENT POLICY

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INTERNET ACCESS POLICY

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INTERNAL STORAGE POLICY

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INFORMATION SECURITY POLICY

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ELECTRONIC STORAGE MEDIA DISPOSAL POLICY

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DP OPERATIONAL MANUAL

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DATA DISPOSAL AND RETENTION POLICY

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CYBER SECURITY POLICY

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SEBI INVESTOR WEBSITE Open an Account Procedure for filing a complaint Client Collateral Details Downloads e-Voting CDSL Link e-Voting NSDL Link SCOREs Portal SMART ODR Portal Link Feedback Written Policy Documents Grievance Redressal Mechanism Investor Grievance Redressal Mechanism Safe & SEBI-Validated UPI Payments FAQ ON UPI

Filing complaints on SCORES - Easy & quick:- a) Register on SCORES portal, b) Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, Email ID
Benefits:- a) Effective communication, b) Speedy redressal of the grievances

Contact Details Of The Concerned Stock Exchange(S) / Depository(S):

Exchange	Web Address	Contact No	Email-id
NSE	www.nseindia.com	(91) 022-2659-8190/91 1800 266 058	ignse@nse.co.in
BSE	www.bseindia.com	(91) 022-2272-8517/8097	dis@bseindia.com
Depository	Web Address	Contact No	Email-id
NSDL	www.nsdl.co.in	(91) 022-2499-4200	relations@nsdl.co.in

Details of USCNB Accounts of ASBL

"Investors are requested to note that ‘Anjaney Stock Broking Limited’ is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). ‘Anjaney Stock Broking Limited’ is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.””.

Name of Bank	Name of Bank Account	Bank Account Number	IFSC
HDFC BANK LTD	Anjaney Stock Broking Ltd-USCNB A/C	00080340013088	HDFC0000008
HDFC BANK LTD	Anjaney Stock Broking Ltd- USCNB A/C	00080340013764	HDFC0000008
HDFC BANK LTD	Anjaney Stock Broking Ltd- USCNB A/C	00080340032575	HDFC0000008

CIN - U67120WB2005PLC103839 SEBI Single Registration Number : INZ000263532 (NSE CM, FO, CD; BSE CM)

NSDL : IN-DP-303-2016 DP ID: IN304012 GST IN : 19AAFCA2656J1ZH

Download Scores Mobile App :

Investor Charter & Disclosure Cyber Security Awarness Advisory For Investors Advisory For 6 KYC Attributes Investor Complaints Client Registration Documents in Vernacular Language

ANJANEY STOCK BROKING LIMITED

NSE: CM, FO, CDS | BSE: CM | SEBI Reg. No. INZ000263532 Depository Participant: NDSL: DP ID: IN304012 SEBI Reg. No. IN-DP-303-2016
Registered Address: ANJANEY STOCK BROKING LIMITED 6, Waterloo Street, 4th Floor, Esplanade, Kolkata, West Bengal -700069
For any grievances/complaints Email us at – ig.asbltd@gmail.com

Please ensure you carefully read the risk Disclosure Document as prescribed by SEBI. We do not share client details with any third party and do not sell any tips or recommendations. In case anyone calls you posing as an ASBL executive offering/inducing you to trade, please report to us at 033-2248-0435/37

Post your complaints w.r.t informing market manipulation/fraudulent activities on email id: report-mktmanipulation@nsdl.com

Kind Attention Investors:
"KYC is a one-time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."
Prevent unauthorized transactions in your account ---Update your Mobile Number and Email ID with your Stock Broker and Depository Participant. Receive information of your transactions directly from Stock Exchange and Depository on your Mobile/Email at the end of the day.
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
All clients are requested to record their email id for electronic despatch of contract and statement. In case of electronic contract note, the link/login for the same is available on website for download.
Pay 20% upfront margin of the transaction value to trade in the cash market segment.
Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
Notice on Collection of Upfront Margin from 1 Aug, 2020 in Cash Segment:
It is to inform you that SEBI Vide circular dated August 01, 2019 & February 25, 2020 has made Margin collection (Initial Margin & MTM) mandatory for trading in Cash/Equity Segment effective August 01,2020 failing which Penalty will be levied by the Exchanges for not meeting the Margin requirement.
Therefore in compliance with the same, we request all the clients to provide us the sufficient margin either in the form of Funds and or securities before undertaking any trade on the Exchange through us. Moreover it is also applicable for intraday trades undertaken by the client.
We request you to pledge securities as margin in favour of our margin pledge account if you wish to undertake the trade and comply with the SEBI requirement of fulfilling the Margin obligation requirement in Cash Segment (Applicable on both Delivery & Non Delivery).
It is also reiterated that SEBI circular also envisages that the Shares can be given for Margin to the Stock broker through Pledge Instruction only initiated through depository System. Therefore in lieu of the same any charges levied by the Depository (In our Case NSDL) will be simultaneously charged to clients on actual basis.
Submit application letter along with photocopy of PAN and address proof requesting activation of Dormant Account.
All clients are requested to provide the NEFT details of your bank account for receiving direct credit to your account by online. Please summit an original unsigned cancelled cheque leaf along with latest bank statement to us.

Useful Links: NSE BSE NSDL NSDL e-SERVICES NSDL Stamp Duty Calculator SEBI

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