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Policies & Guidelines

TECHNICAL GLITCHES POLICY

STANDARD OPERATING PROCEDURE FOR CYBER SECURITY INCIDENT

REPORTING OF UNUSUAL ACTIVITIES POLICY

POLICY ON IDENTIFICATION OF CRITICAL ASSETS BASED ON SENSITIVITY

DATA SECURITY POLICY

WORK FROM HOME POLICY

PASSWORD POLICY

NETWORK SECURITY POLICY

LOG RETENTION POLICY

Bring your own Device Policy

BCP & Response Management Policy

Backup Policy

Data Leakage Policy

Policy on dealing with Inactive and Dormant clients

Policy on Client Registration & Closure of Client Accounts

Policy for Outsoursing Activity

Policy for Order Receipt And Execution

Error Code Policy

Policy for Branch or Authorised persons, Inspections

Policy for Allotment or Surrender Of Trading Terminals, Opening & Closing Of Branches

Policy on unethical news

Policy on Risk management System

Policy on Pre funded Instruments and EFT

Policy on inverstor grieviance

Policy on identification of beneficial ownership

Policy on dealing with conflicts of interest of intermediaries

Policy on Code of Conduct for Employees

Policy on Client Code Modification

Policy for Debit Balance

Limit Setting Policy

Code of Conduct for Prevention of Insider Trading

SURVEILLANCE POLICY

STANDARD OPERATING PROCEDURE FOR CYBER SECURITY INCIDENT AS ON 20.05.2021

POLICY WITH RESPECT TO EMPLOYEESÆ HIRINGTRAINING & INVESTOR EDUCATION

POLICY W.R.T. NISM SERIES VII-SECURITIES OPERATION & RISK MANAGEMENT (SORM)

POLICY FOR MAINTENANCE AND PRESERVATION OF RECORDS

POLICY FOR LIQUIDATION AND CLOSE OUT OF POSITION

POLICY FOR GRANTING EXPOSURE TO CLIENTS

PMLA POLICY

IT ACCESS CONTROL AND USER ACCESS MANAGEMENT POLICY

INTERNET ACCESS POLICY

INTERNAL STORAGE POLICY

INFORMATION SECURITY POLICY

ELECTRONIC STORAGE MEDIA DISPOSAL POLICY

DP OPERATIONAL MANUAL

DATA DISPOSAL AND RETENTION POLICY

CYBER SECURITY POLICY